Compliance Associate - (US-MA-Boston)
Compliance Associate - (US-MA-Boston)
Compensation: $60K - $100K
Min Education: Bachelors
Job Type: Full Time
Jobcode: M65988JAExperience Required : 3 - 5 years
Degree Required : 4 Year Degree
Supports management in the day-to-day compliance efforts related to regulatory, legal policies, procedures and practices. May provide requested information to various regulatory agencies and may prepare documentation and respond to internal/external compliance questions. Organizes and disseminates regulatory compliance-related issues/materials to various levels of management, and focuses on filing activities and product/account documentation.
Individual typically has 2-5 years experience and an undergraduate degree. Works on moderately complex projects. Demonstrated problem-solving, analytical abilities, oral and written communication skills. Demonstrated ability to handle stressful situations while maintaining a professional approach to problem solving. Outstanding oral and written communication skills. Ability to deal with sensitive, confidential information required.
Candidate Must Have :
* Institutional investment experience
* Fixed income knowledge
Email resume in Word to jeffaltman@cisny.com. Please include the job code for the position with your resume.
NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES.
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9 East 37 Street
New York, NY 10016
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